The Regulatory Recap

The Regulatory Recap delivers a selection of the most interesting publications each week as well as a simple daily regulatory news monitor.

  • Daniel Bolz

    We need incisive commentary that enables us to keep in touch with our regulatory obligations and understand regulatory policy and trends. From what I have seen, Regulatory Recap provides this in a format that is easily digestible so we can can stay current.

    Daniel Bolz Group Director Corporate Development, FTSE 250 company
  • Dragisa Lekic

    Great source helping me to trigger necessary discussions with my fellow Board Members at an early stage.

    Dragisa Lekic Member Board of Directors & former CEO, Several International Banks
  • Pantaleon Delgado

    One of the most interesting newsletters about Financial Service regulation I encountered in the last years.

    Pantaleon Delgado Partner - Capital Markets, Major consulting firm
  • Patrick Makulinski

    The Reg Recap always keeps me ahead of the curve by cutting through the noise of regulatory hot topics and delivering top notch content.

    Patrick Makulinski Business Strategist, Global Swiss Bank

Weekly Recaps

Week 23 Mar - 29 Mar 2020

Routines For Working Remotely, COVID-19 & Banking Regulation, EU proposal on AI regulation, Digital Identity Guidance, Omnichannel Banking

Hello, this week we have an article about useful routines in times of remote work, about the change in banking regulation amid the COVID-19 crisis, about the EU proposal on AI regulation and about the latest FATF Guidance on Digital Identity. Last but not least we like to highlight an interesting article about Omnichannel banking. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 16 Mar - 22 Mar 2020

Financial institution's resilience, ESG investing, Stretch your Compliance Budget, Stay Compliant with 5AMLD, Short Sale Ban

Hello, this week we have again 5 very interesting articles for you. First of all, due to the current crisis around the coronavirus have a look at five steps to building a financial institution's resilience. Furthermore, we have an article about the ESG Investment Trend, about how to stretch your Compliance budget given the economic slowdown and again 5 tips, but this time for your AML compliance. Finally, we have an opinion piece on whether short sales should be banned on the stock market. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 09 Mar - 15 Mar 2020

Coronavirus' business impact, EU Taxonomy for Sustainable Finance, Crypto Asset Regulation, Top 2020 Banking Regulations on Security, German adaptation of money laundering law

Hello, given the current situation around the Coronavirus we like to point you to an in-depth article from McKinsey about its implications for business. In addition, we have an article about the EU taxonomy on Sustainable Finance, about the new Crypto Asset Regulation Proposal by the European Commission and about the Top Security Compliance Requirements in the banking business. Last but not least we have an article about the new AML requirements in Germany through the 5th EU Money Laundering Directive. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 02 Mar - 08 Mar 2020

COOs should become Chief Behavioural Officers, Operational Resilience, Blockchain applications in RegTech, Compliance is more than box ticking, Regulating AI in Finance

Hello, this week we have an article about why COO should be instead Chief Behavioural Officers and one article about Operational Resilience. Furthermore, you can read how the Blockchain can help in the RegTech space and why Compliance should not only be a box-ticking exercise. Last but not least there is a very interesting article about the transparency of AI Models, here in the Finance area. Enjoy reading! --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 24 Feb - 01 Mar 2020

Myths about RegTech, Regulation and Market Developments of Sustainable Finance, TIBER Tests, Supervision of Digital Transformation

Hello, this week we have an article about common myths regarding RegTech, two articles about the rise of sustainable finance and its regulation and one article about the latest TIBER Tests. Last but not least we have an article about the current supervision of digital transformation in banks, esp. from BaFin. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 17 Feb - 23 Feb 2020

Identity Theft, Hype about Data and AI, Growth of Green Bond Market, Open Banking, AI Transparency

Hello, this week we have interesting articles about how to prevent identity fraud, about the recent hype around AI and analytics, about the rising Green Bond market and the latest developments in Open Banking. Last but not least the FCA published a piece about AI transparency, an emerging regulatory requirement for this new technology. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 10 Feb - 16 Feb 2020

Company-wide data integration, Use of Technology in LIBOR Transition, Second Shareholder Rights Directive in Germany, Regulations of Cryptocurrency, ESG Risks

Hello, this week we have articles about Data Integration for Banks, the use of technology in LIBOR Transition, the local transposition of the second shareholder rights directive in Germany and about the regulation of Cryptocurrencies. Last but not least we have an article about why firms should incorporate ESG risks into their risk accounting. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 03 Feb - 09 Feb 2020

Germany's Implementation of 6MLD, 6MLD in a Nutshell, Growth of Data in Banking, World-wide Cryptocurrency Regulation, MiFID II after Brexit

Hello, this week we have two articles about the newest anti-money-laundering regulation (in Germany and EU), one article about the growing use of data inside banks and one article about the current state of cryptocurrency regulation around the world. Last but not least there is an interesting piece from Bloomberg on the possible revision of MiFID II after Brexit. Enjoy reading! --- If you like our Recaps, make sure you subscribe at the bottom of the page.

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