The Regulatory Recap

The Regulatory Recap delivers a selection of the most interesting publications each week as well as a simple daily regulatory news monitor.

  • Daniel Bolz

    We need incisive commentary that enables us to keep in touch with our regulatory obligations and understand regulatory policy and trends. From what I have seen, Regulatory Recap provides this in a format that is easily digestible so we can can stay current.

    Daniel Bolz Group Director Corporate Development, FTSE 250 company
  • Dragisa Lekic

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    Dragisa Lekic Member Board of Directors & former CEO, Several International Banks
  • Pantaleon Delgado

    One of the most interesting newsletters about Financial Service regulation I encountered in the last years.

    Pantaleon Delgado Partner - Capital Markets, Major consulting firm
  • Patrick Makulinski

    The Reg Recap always keeps me ahead of the curve by cutting through the noise of regulatory hot topics and delivering top notch content.

    Patrick Makulinski Business Strategist, Global Swiss Bank

Weekly Recaps

Week 22 Jun - 28 Jun 2020

Building Security In Customer Experience, The New Compliance Normal, Automate KYC and AML Comliance, Machine Learning To Fraud Attacks, State of RegTech

Hello, the week we have an article about how to integrate security into the customer experience and about the new compliance normal and the current stance of regulators. Furthermore, we have two articles on how new technological possibilities can help to archive compliance. Finally, we have an interesting article from the FCA about RegTech. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 15 Jun - 21 Jun 2020

Cloud-based compliance solutions, Stability of FinTechs and RegTechs, Sustainable Finance Data, Digital Onboarding, IT Budgets Dilemma

Hello, this week we have two articles about the new normal after COVID-19: one focuses on the shift towards cloud-based compliance solutions, the other focuses on how stable Fintechs and RegTechs are right now. Furthermore, we have articles about to start Sustainable Finance with data and technology, about the digital onboarding of clients and lastly an in-depth piece about the dilemma in most IT budget decisions. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 08 Jun - 14 Jun 2020

RegTech Categories, Best Practices for Account Opening, Banking Is Still Too Complex, ESG Investing After COVID-19, AML Guide For FinTechs

Hello, this week we have first of all a good overview of the various categories of RegTech which have emerged in recent times. Furthermore, we have articles about best practices of banks in account opening, about how banking could be made simpler for customers and about ESG investing as we emerge from COVID-19. Last but not least we have a comprehensive guide of Anti-money laundering for FinTechs. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 01 Jun - 07 Jun 2020

Climate Risks for Banks, Compliance in a Bear Market, AML Guidance, Myths around Biometric Authentication, RegTech in a New World

Hello, this week we have interesting articles about how commercial and regulatory pressure steers the banking sector towards Sustainable Finance, on how to maintain compliance obligations in a slowing economy and about Anti-money laundering guidance for banks. Have you ever heard about Biometric Authentication? There are a couple of myths around Biometric Authentication, but with an article from OneSpan this is something of the past. Last but not least, we have an article about how RegTech can help in a post-COVID-19 World. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 25 May - 31 May 2020

Coronavirus and RegTech, AML Risks, New Compliance Normal, Approach to Corporate Sustainability, Rise of Green Loans

Hello, this week we have again some articles about COVID-19 but also about Sustainability and Sustainable Finance. Our first three articles deal with the "new normal", how AML prevention but also RegTech is changing in this new word. The last two articles explore an approach to corporate sustainability as well as the rise of green loans and sustainability linked lending. Enjoy reading. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 18 May - 24 May 2020

COVID-19 Impact Assessment, Prepare For Life After Containment, Innovations in Asset Management, ECB Thoughts on Central Bank Digital Currency, Regulators Turn to Blockchain

Hello, this week we have some articles worth reading covering especially COVID-19 and Blockchain technology. First, there is an in-depth article from Deloitte about how banks can conduct an impact assessment on COVID-19 and then formulating a sound reaction to address the challenges. Furthermore, we have an article about how banks can prepare for life after containment, about the regulatory perspective on innovations in asset management and about the current thoughts of the ECB around a digital currency issued by central banks. Last but not least we have an article about how regulators turn their focus to Blockchain amid the current crisis. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 11 May - 17 May 2020

EU Action Plan on AML, Changing Banking & Payments Behaviours, E-Signature Implementation, Innovation in Cyber Resilience, COVID-19 Checklist

Hello, this week we have an interesting article about the new Action Plan of the European Commission on Anti-money laundering. Furthermore, we have an article about how COVID-19 has changed banking and payment behaviour of clients forever, an article about how to get ready for the new e-signature, an article about innovation in cyber resilience and last but not least we have a comprehensive COVID-19 checklist for financial institutions. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 04 May - 10 May 2020

Banking Models After COVID-19, Regulatory Response to COVID-19, AI in Adverse Media Screening, EC Action Plan on AML, European Banking Regulation

Hello, this week we have again some articles covering the consequences of the current worldwide crisis. First, let's look at an in-depth article from McKinsey about banking models after COVID-19. Secondly, there is an interesting article about the regulatory response to COVID-19 by different financial regulators. Moreover, we have an article on how AI can help in your adverse media screening and an article about the latest action plan of the European Commission on Anti Money Laundering. Last but not least we have an analysis of the European banking regulation and especially the special situation in Germany. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

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