The Regulatory Recap

The Regulatory Recap delivers a selection of the most interesting publications each week as well as a simple daily regulatory news monitor.

  • Daniel Bolz

    We need incisive commentary that enables us to keep in touch with our regulatory obligations and understand regulatory policy and trends. From what I have seen, Regulatory Recap provides this in a format that is easily digestible so we can can stay current.

    Daniel Bolz Group Director Corporate Development, FTSE 250 company
  • Dragisa Lekic

    Great source helping me to trigger necessary discussions with my fellow Board Members at an early stage.

    Dragisa Lekic Member Board of Directors & former CEO, Several International Banks
  • Pantaleon Delgado

    One of the most interesting newsletters about Financial Service regulation I encountered in the last years.

    Pantaleon Delgado Partner - Capital Markets, Major consulting firm
  • Patrick Makulinski

    The Reg Recap always keeps me ahead of the curve by cutting through the noise of regulatory hot topics and delivering top notch content.

    Patrick Makulinski Business Strategist, Global Swiss Bank

Weekly Recaps

Week 18 May - 24 May 2020

COVID-19 Impact Assessment, Prepare For Life After Containment, Innovations in Asset Management, ECB Thoughts on Central Bank Digital Currency, Regulators Turn to Blockchain

Hello, this week we have some articles worth reading covering especially COVID-19 and Blockchain technology. First, there is an in-depth article from Deloitte about how banks can conduct an impact assessment on COVID-19 and then formulating a sound reaction to address the challenges. Furthermore, we have an article about how banks can prepare for life after containment, about the regulatory perspective on innovations in asset management and about the current thoughts of the ECB around a digital currency issued by central banks. Last but not least we have an article about how regulators turn their focus to Blockchain amid the current crisis. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 11 May - 17 May 2020

EU Action Plan on AML, Changing Banking & Payments Behaviours, E-Signature Implementation, Innovation in Cyber Resilience, COVID-19 Checklist

Hello, this week we have an interesting article about the new Action Plan of the European Commission on Anti-money laundering. Furthermore, we have an article about how COVID-19 has changed banking and payment behaviour of clients forever, an article about how to get ready for the new e-signature, an article about innovation in cyber resilience and last but not least we have a comprehensive COVID-19 checklist for financial institutions. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 04 May - 10 May 2020

Banking Models After COVID-19, Regulatory Response to COVID-19, AI in Adverse Media Screening, EC Action Plan on AML, European Banking Regulation

Hello, this week we have again some articles covering the consequences of the current worldwide crisis. First, let's look at an in-depth article from McKinsey about banking models after COVID-19. Secondly, there is an interesting article about the regulatory response to COVID-19 by different financial regulators. Moreover, we have an article on how AI can help in your adverse media screening and an article about the latest action plan of the European Commission on Anti Money Laundering. Last but not least we have an analysis of the European banking regulation and especially the special situation in Germany. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 27 Apr - 03 May 2020

COVID-19 and Sustainable Finance, Regulatory Response to COVID-19, Impact on Payments Sector, Fighting Crime in Crisis, Buying or Building RegTech Solutions

Hello, this week we have some articles which explore possible impacts of the current crisis on the financial markets and its regulation. First, we have an article about the impact of COVID-19 on the Sustainable Finance initiative. Furthermore, we have an article about the regulatory response to COVID-19, an article about the impact on the payments sector and one about the fight against financial crime during the pandemic. Last but not least we have an article unrelated to COVID-19 and the current crisis which answers the question of whether Regtech compliance solutions should be bought or build in-house. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 20 Apr - 26 Apr 2020

New Climate Indicies, New Business Models for Banks, Regional banks in Crisis Mode, Blockchain for Identity Verification, Money Laundering Methods

Hello, this week we have an interesting article about the new climate indices, about possible new business models for banks and an article about the crisis of regional banks. Furthermore, we have an article about using Blockchain technology for identity verification. Last but not least we have an overview of money laundering methods. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 13 Apr - 19 Apr 2020

Back to the Office Plan, The Next Normal, RegTech Beyond the Hype, Challenges of Remote Work, Regulation of Electronic Signatures

Hello, this week we start with an article about a "Back to the office plan", something we are certainly looking forward to. Once we are back we are probably finding our self in a different world, in "the next normal", which is the topic of our second article. Furthermore, we have an article about RegTech after the recent hype and an article about the challenges of remote work. Last but not least a global overview of the regulation of electronic signatures, which is something necessary in a world where working from home is more common. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 06 Apr - 12 Apr 2020

Banking After The Pandemic, Cloud-Based Compliance Solutions, Privacy Responsibilites In The First Line, Mergers Of European Banks, Shift Away From Cash

Hello, this week we again have an article about the COVID-19 crisis: this time about how banking will be changed by this crisis. Furthermore, we have an article detailing why it is wise to use a cloud-based compliance solution, an article about privacy responsibility in the first line of defence (rather than the second) and an article about mergers among large European banks. Last but not least we have an interesting piece from the FCA about who will benefit the recent trend away from cash payments. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 30 Mar - 05 Apr 2020

Regulatory agenda changed by COVID-19, Banks changed by COVID-19, Compliance So Far In 2020, Suspicious Activity Repors Best Practices, Process management in Banks

Hello, this week we have two articles about how the current crisis will shape the future of banking and regulation. Furthermore, we look at how far the important compliance topics have evolved so far in 2020 and we have an interesting article about best practices for suspicious activity reports. Last but not least we like to point you to an in-depth article about process management in medium-sized banks. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

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