The Regulatory Recap

The Regulatory Recap delivers a selection of the most interesting publications each week as well as a simple daily regulatory news monitor.

  • Daniel Bolz

    We need incisive commentary that enables us to keep in touch with our regulatory obligations and understand regulatory policy and trends. From what I have seen, Regulatory Recap provides this in a format that is easily digestible so we can can stay current.

    Daniel Bolz Group Director Corporate Development, FTSE 250 company
  • Dragisa Lekic

    Great source helping me to trigger necessary discussions with my fellow Board Members at an early stage.

    Dragisa Lekic Member Board of Directors & former CEO, Several International Banks
  • Pantaleon Delgado

    One of the most interesting newsletters about Financial Service regulation I encountered in the last years.

    Pantaleon Delgado Partner - Capital Markets, Major consulting firm
  • Patrick Makulinski

    The Reg Recap always keeps me ahead of the curve by cutting through the noise of regulatory hot topics and delivering top notch content.

    Patrick Makulinski Business Strategist, Global Swiss Bank

Weekly Recaps

Week 20 Jul - 26 Jul 2020

Platform Economy, Changes in the Payment Sector, Blockchain as Innovation in Financial Services, Risks of Manual Compliance Strategy, API Economy

Hello, this week we like to point you again to some very interesting articles. The first one is about the upcoming platform economy and how banks can innovate again. The second article is about how COVID-19 will change the payment sector. Furthermore, we have an article about Blockchain as the next step in the evolution of financial markets, about risks when companies undertake a manual compliance strategy and finally, about the new API economy. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 13 Jul - 19 Jul 2020

PEP Relationships, AML Regulations and Crypto Assets, Financial Processes to Digitize, AI Liability, Choosing AML Software

Hello, this week we have articles covering best practices for managing relationships with PEPs, crypto assets in the light of AML regulation, the challenge of AI transparency and liability and which factors you should consider when buying AML software. Last but not least we have a comprehensive list of 10 financial processes which could be digitized during the current crisis. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 06 Jul - 12 Jul 2020

AML Compliance Checklist, Taxonomy Regulation, RegTech & Regulatory Change, AI Transparency, Robo Advisor Market

Hello, this week we have again some very interesting articles for you. First, we have an article with a comprehensive AML compliance checklist. Furthermore, we have an article with an overview of sustainable finance taxonomy regulation, an article and white paper on how Regtech can help with regulatory change and an article about the need for AI transparency. Finally, we would like to point out an interesting study about the current Robo-advisor market. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 29 Jun - 05 Jul 2020

Data Controls Banking, New Compliance Normal, Advances in Sustainable Finance, PEP Screening Best Practices, Money Laundering in a Digital Age

Hello, this week we have articles about optimising data controls in banking, about the new compliance normal, about the latest advances in sustainable finance and about best practices of PEP screening. Last but not least we have an interesting article on how money laundering has changed in a digital age. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 22 Jun - 28 Jun 2020

Building Security In Customer Experience, The New Compliance Normal, Automate KYC and AML Comliance, Machine Learning To Fraud Attacks, State of RegTech

Hello, the week we have an article about how to integrate security into the customer experience and about the new compliance normal and the current stance of regulators. Furthermore, we have two articles on how new technological possibilities can help to archive compliance. Finally, we have an interesting article from the FCA about RegTech. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 15 Jun - 21 Jun 2020

Cloud-based compliance solutions, Stability of FinTechs and RegTechs, Sustainable Finance Data, Digital Onboarding, IT Budgets Dilemma

Hello, this week we have two articles about the new normal after COVID-19: one focuses on the shift towards cloud-based compliance solutions, the other focuses on how stable Fintechs and RegTechs are right now. Furthermore, we have articles about to start Sustainable Finance with data and technology, about the digital onboarding of clients and lastly an in-depth piece about the dilemma in most IT budget decisions. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 08 Jun - 14 Jun 2020

RegTech Categories, Best Practices for Account Opening, Banking Is Still Too Complex, ESG Investing After COVID-19, AML Guide For FinTechs

Hello, this week we have first of all a good overview of the various categories of RegTech which have emerged in recent times. Furthermore, we have articles about best practices of banks in account opening, about how banking could be made simpler for customers and about ESG investing as we emerge from COVID-19. Last but not least we have a comprehensive guide of Anti-money laundering for FinTechs. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 01 Jun - 07 Jun 2020

Climate Risks for Banks, Compliance in a Bear Market, AML Guidance, Myths around Biometric Authentication, RegTech in a New World

Hello, this week we have interesting articles about how commercial and regulatory pressure steers the banking sector towards Sustainable Finance, on how to maintain compliance obligations in a slowing economy and about Anti-money laundering guidance for banks. Have you ever heard about Biometric Authentication? There are a couple of myths around Biometric Authentication, but with an article from OneSpan this is something of the past. Last but not least, we have an article about how RegTech can help in a post-COVID-19 World. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Stay ahead of the curve, subscribe to the Recap

Join dozens of forward thinking regulatory experts and always be on top of your industry. Receive weekly regulatory news and occasional surveys (with the goal of improving the quality of the Recap) directly to your inbox.

We will not sell or distribute your email address to any third party at any time. View our Privacy Policy You can unsubscribe at any time.

We use cookies on this site to make your browsing experience better. By using this site you agree to the use of cookies. Learn more