The Regulatory Recap

The Regulatory Recap delivers a selection of the most interesting publications each week as well as a simple daily regulatory news monitor.

  • Daniel Bolz

    We need incisive commentary that enables us to keep in touch with our regulatory obligations and understand regulatory policy and trends. From what I have seen, Regulatory Recap provides this in a format that is easily digestible so we can can stay current.

    Daniel Bolz Group Director Corporate Development, FTSE 250 company
  • Dragisa Lekic

    Great source helping me to trigger necessary discussions with my fellow Board Members at an early stage.

    Dragisa Lekic Member Board of Directors & former CEO, Several International Banks
  • Pantaleon Delgado

    One of the most interesting newsletters about Financial Service regulation I encountered in the last years.

    Pantaleon Delgado Partner - Capital Markets, Major consulting firm
  • Patrick Makulinski

    The Reg Recap always keeps me ahead of the curve by cutting through the noise of regulatory hot topics and delivering top notch content.

    Patrick Makulinski Business Strategist, Global Swiss Bank

Weekly Recaps

Week 06 Sep - 12 Sep 2020

Adverse Media Screening, Quality Control Culture, Ethical Use of AI, AML And Other Crimes, Asset Management Study 2020

Hello, this week we have an article about adverse media screening, about a real quality control culture in your compliance campaign and on how AI can be used ethically. Furthermore, we have an article about the relationship between AML and other crimes. Last but not least we found an interesting study from ZEB about the current Asset Management industry, especially in times of COVID-19. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 23 Aug - 29 Aug 2020

Regulations for Neo Banks, RegTech Helps With Risk Management, AML Trends in 2020, Open Banking KPIs, Innovation Shares Regulation

Hello, this week is we have an article about the top regulatory priorities for Neo Banks. The current crisis highlights the need for proper risk management for financial service providers. A very good article from Compliance.ai explains how RegTech can help. We have also an article about AML trends and Open Banking KPIs. Furthermore, we have a study from the FCA about how innovation shapes regulation. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 16 Aug - 22 Aug 2020

Sanctions Compliance With Technology, AMLD6, Adverse Media Screening, Control of Internal Compliance, Future of Mobile Payments

Hello, this week we have an article on how technology can help with sanction compliance, about the AML6 directive, about adverse media and about taking control of your internal compliance. Last but not least we have a comprehensive article on the future of mobile payments in Germany. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 10 Aug - 16 Aug 2020

Demystifying Sustainable Finance Disclosure Regulation, Social In ESG No Longer Forgotten, ESG: Risk Or Opportunity, Future Of Banking, KYC Process Automatization

Hello, this week is mainly about ESG and Sustainable Finance (SF): Bloomberg demystifies the new SF disclosure regulation, PwC looks at the S(ocial) in ESG and CliffordChance clarifies whether ESG is a legal risk or a business opportunity. Furthermore, we have an article about the future of banking and an article about automating the KYC process. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 20 Jul - 26 Jul 2020

Platform Economy, Changes in the Payment Sector, Blockchain as Innovation in Financial Services, Risks of Manual Compliance Strategy, API Economy

Hello, this week we like to point you again to some very interesting articles. The first one is about the upcoming platform economy and how banks can innovate again. The second article is about how COVID-19 will change the payment sector. Furthermore, we have an article about Blockchain as the next step in the evolution of financial markets, about risks when companies undertake a manual compliance strategy and finally, about the new API economy. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 13 Jul - 19 Jul 2020

PEP Relationships, AML Regulations and Crypto Assets, Financial Processes to Digitize, AI Liability, Choosing AML Software

Hello, this week we have articles covering best practices for managing relationships with PEPs, crypto assets in the light of AML regulation, the challenge of AI transparency and liability and which factors you should consider when buying AML software. Last but not least we have a comprehensive list of 10 financial processes which could be digitized during the current crisis. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 06 Jul - 12 Jul 2020

AML Compliance Checklist, Taxonomy Regulation, RegTech & Regulatory Change, AI Transparency, Robo Advisor Market

Hello, this week we have again some very interesting articles for you. First, we have an article with a comprehensive AML compliance checklist. Furthermore, we have an article with an overview of sustainable finance taxonomy regulation, an article and white paper on how Regtech can help with regulatory change and an article about the need for AI transparency. Finally, we would like to point out an interesting study about the current Robo-advisor market. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 29 Jun - 05 Jul 2020

Data Controls Banking, New Compliance Normal, Advances in Sustainable Finance, PEP Screening Best Practices, Money Laundering in a Digital Age

Hello, this week we have articles about optimising data controls in banking, about the new compliance normal, about the latest advances in sustainable finance and about best practices of PEP screening. Last but not least we have an interesting article on how money laundering has changed in a digital age. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

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