The Regulatory Recap

Weekly Recaps

Week 09 Dec - 15 Dec 2019

Rise of TechRisk, SOFR and USD LIBOR, GDPR Designated Representative, EU Whistleblowing Directive, Regulation Horizon Scanner 2020

Hello, this week we have an article about the emerging "Tech Risk", the SOFR as a potential replacement of USD LIBOR, the GDPR Designated Representative and the new EU Whistleblowing Directive. To sum it all up we have last but not least a comprehensive Regulation Horizon Scanner for 2020. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 02 Dec - 08 Dec 2019

Crypto assets regulation in Germany, Libor transition, EU Sustainable Finance taxonomy as standard, Tech trends for banks in 2020, Implications of Financial Artificial Intelligence

Hello, this week we have an article about the new Crypto assets regulation in Germany, about the challenging Libor transition, on how the Sustainable Finance taxonomy in Europa can be a wider standard and about the next tech trends for banks in 2020. Finally, we like to present you a discussion on the implications of Financial Artificial Intelligence. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 25 Nov - 01 Dec 2019

Sustainable Control Function, Climate Crisis, Change in Programme Delivery, Singapore Fintech Festival 2019, Robo Advice

Hello, this week we have an article about a "sustainable" control function, about whether the next crisis will be a climate crisis, the necessary change in programme delivery in banks and about the hot topics at the Singapore Fintech Festival 2019. Last but not least the FCA sheds a light at the state of Robo Advice. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 18 Nov - 24 Nov 2019

Climate risks in investment portfolios, BaFin's Draft Guidance on Dealing with Sustainability Risks, FATF Guide on Digital ID, AML Sanctions Lists, Digital Banking Transformation Trends

Hello, this week has two main themes: Sustainability and AML. We have an in-depth article about how to integrate climate transition risk into investment portfolios, a wrap up on BaFin's latest guidance regarding sustainability risks, an article about what FATF has to say about Digital ID's and one about the various sanctions lists banks have to use. Finally, we look at the "Top 5 Digital Banking Transformation Trends Shaping 2020". --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 11 Nov - 17 Nov 2019

Payments Industry, Shadow Banking, Awareness towards Sustainable Finance, New Risk Types for Banks, Open Data

Hello, this week is about the changes in the payments industry, regulating shadow banking, the rising awareness of regulators towards sustainable finance, new risk types faced by banks and last but not least, Open Banking and Open Data. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 04 Nov - 10 Nov 2019

Libor Transition, Product Governance Under Mifid II, Banks Can Learn from Bigtech, Regtech and Financial Stability, Investing or Gambling or Insurance?

Hello, this week is about LIBOR Transition, Product Governance under MiFID II, what Banks can learn from BigTech and the notion that RegTech is actually about financial stability. Finally, we have an interesting piece from the FCA on whether an activity can be classified as investing, gambling or as buying an insurance. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 28 Oct - 03 Nov 2019

Sustainable Finance, Robotic Process Automation, balancing privacy and growth, the future of banking

Hello, this week is about the state of the Sustainable Finance and what is expected of financial service firms, possible use cases for software robots (RPA) and how financial service companies can grow despite the ever-growing regulation on data privacy. Finally, we have an interesting interview with Wells Fargo’s Innovation Chief on how the future of banking can look like. I hope you enjoy reading. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Week 21 Oct - 27 Oct 2019

RegTech, SupTech, PSD2, E-Money, Boardroom perspectives on risk

Hello, this week is about Regtech and Suptech, i.e. technology which helps supervisory agencies executing their responsibilities, about PSD2 and potential regulatory arbitrage around new e-money regulations. Last but not least Clifford Chance asked board room members about their perspective on risk. I hope you enjoy reading. --- If you like our Recaps, make sure you subscribe at the bottom of the page.

Stay ahead of the curve, subscribe to the Recap

Join dozens of forward thinking regulatory experts and always be on top of your industry. Receive weekly regulatory news and occasional surveys (with the goal of improving the quality of the Recap) directly to your inbox.

We will not sell or distribute your email address to any third party at any time. View our Privacy Policy You can unsubscribe at any time.

We use cookies on this site to make your browsing experience better. By using this site you agree to the use of cookies. Learn more